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This is Ninoville's transcription of remarks
made by Justice Scalia at the American Enterprise Institute
2/21/06; C-SPAN is carrying the video here.
This text is RC1.2; please e-mail
us with corrections and clarifications.
Update 1: a handful of corrections added,
thanks to pointers from readers of the
Volokh Conspiracy.
International law in American Courts
Thankyou Chris, I appreciate that introduction, which was
mercifully short. And I do indeed recall with great fondness
my years here at AEI. It was a wonderful time, there were
some great people here -- Irving Kristol, Bob Bork, Jude Wanniski;
it was a wonderful stay as a resident scholar.
I am talking today about the subject of the use of foreign
law in American judicial opinions. Most of what I will have
to say is unfavorable to the use of foreign law, so I feel
that I should begin by pointing out that I am not a xenophobe.
I have nothing against foreign law, and indeed, in my years
as a law professor, i used to teach foreign law; one
of my subjects was comparative law. And I do believe that
comparative law might indeed well be made a mandatory subject
in United States Law schools, because I believe that, just
as you do not understand your own language until you have
taken some foreign language - be that latin, German, whatever
- so also I think you don't understand your own legal system
until you see how ordering of the same matters could be done
in a different way. The only way to appreciate the distinctiveness
of your system, what drives it, is to examine some other system.
Moreover, I do not take the position that foreign law is
not ever, never ever relevant to American judicial decisions.
It sometimes is, for example, in the interpretation of treaties.
The object of treaties is to have nations agree on a particular
course of action, and if I'm interpreting a provision of a
treaty which has already been interpreted by several other
signatories, I am inclined to follow the interpretation taken
by those other signatories, so long as it's within the realm
of reasonableness. I mean, if they've taken an absolutely
unreasonable interpretation, of course I wouldn't follow it.
But where it's within the bounds of the ambiguity of the bounds
contained in the text, I think it's good practice to look
to what other signatories have said, otherwise you're going
to have a treaty that's interpreted different ways by different
countries, and that's certainly not the object of the exercise.
I also think that foreign law is sometimes relevant to the
meaning of an American statute; for example, if the statute
is designed to implement a treaty provision, the interpretation
of that treaty provision by foreign courts is relevant to
what the treaty means, and hence, relevant to what the American
statute implementing the treaty means.
In other cases, moreover, the issue that arises under the
statute depends upon foreign law. We had a case a few
terms ago that involved the question of whether, under a United
States statute, a corporation organized in the British Virgin
Islands was a "citizen or subject of a foreign state,"
that was the American statute [JPMorgan Chase Bank v. Traffic
Stream (BVI) Infrastructure Ltd., 536
U. S. 88 (2002) - ed.]. Well, I couldn't decide
that question without consulting British law as to whether
a corporation in the British Virgin Islands was a citizen
or subject of Britain! Another example of the same phenomenon:
the Foreign Sovereign Immunities Act permits suit against
foreign sovereigns for property taken in violation of international
law. Well, we had a case a few terms ago, involving the seizure
of some valuable paintings by the Nazis [Republic of Austria
v. Altmann, 541
U. S. 677 (2004)]. Well, obviously whether the person
who is seeking to have the paintings restored was entitled
to that or not depended on whether the person owned
the paintings - and that question was a question of
Austrian law, so we obviously had to consult Austrian law
for that purpose.
And finally, I think foreign law can also profitably be discussed
in opinions of United States Courts where it is consulted
in response to the argument that, "if you interpret it
this way, the skies will fall" - you know, predictions
of disaster if you rule a certain way. Well, you can look
to foreign law and say "well, they did this in Germany,
and the skies didn't fall." That's certainly a very
valid use of foreign law [cf. remarks of Justice Breyer
here - ed.].
But those are not really the issues that I think people are
concerned about; I think that people are concerned principally
about the use of foreign law in the interpretation of the
United States Constitution. And even there, I have to tell
you, I cannot say that it is never relevant. To tell you the
truth, I think it is relevant probably more than most people
on the Supreme Court. Of course, the foreign law I think is
relevant is very old foreign law -- [laughter]
-- very old English law. Because what is meant by the terms
of the Federal constitution is dependent upon what Englishmen
in 1791 considered to be due process of law, or what they
considered to be cruel and unusual punishment. So I use foreign
law all the time - but it is all very old English law. What
about modern foreign legal materials?
Well, that is where I get off the boat. It is my view that
foreign legal materials can never be relevant to an
interpretation of - to the meaning of - the United
States Constitution. Sometimes, the Supreme Court seems to
have agreed with this view; for example, in a 1997 case called
Printz v. United States [521
U.S. 898 (1997)], a case deciding whether the federal
government could press state law officers into service to
administer a federal statute - a statute that provided that
state sheriffs would have to do some paperwork for the implementation
of the federal law - the court rejected as irrelevant Justice
Breyer's assertion that Switzerland, Germany and the EU all
provide that the constituent states must themselves implement
many of the law adopted by the central federation. The court's
opinion rejected that citation of foreign law, saying the
following: "we think such comparative analysis inappropriate
to the task of interpreting a constitution, though it was
of course quite relevant to the task of writing one."
In other cases, however - in many other cases - opinions for
the court have used foreign law for the purpose of
interpreting the constitution.
The first such case I'm familiar with was in 1958, a case
involving the Eighth Amendment, that is the cruel and unusual
punishments clause: in Trop v. Dulles [356
U.S. 86 (1958)], the court held that the eighth amendment
forbids the forfeiture of citizenship because, inter alia,
"[t]he civilized nations of the world are in virtual
unanimity that statelessness is not to be imposed as punishment
for crime." Reliance upon foreign law has been made
with increasing frequency in Eighth Amendment cases; in Coker
v. Georgia [433
U.S. 584], a 1977 case, the court noted that, "out
of 60 major nations in the world surveyed in 1965, only 3
retained the death penalty for rape where death did not ensue."
In Enmund v. Florida [458
U.S. 782], a 1982 case, the court noted "the doctrine
of felony murder" - that's murder committed in the
course of a felony was made a capital crime under the laws
of several states - "has been abolished in England
and India, severely restricted in Canada and a number of other
Commonwealth countries, and is unknown in continental Europe."
In a 1988 case, Thompson v. Oklahoma [487
U.S. 815], the court noted that "other nations
that share our Anglo-American heritage, and by the leading
members of the Western European community" oppose
the death penalty for a person less than sixteen years old
when the crime was committed. I must also interject that those
countries also opposed the death penalty when the person was
more than sixteen years old, but nevermind. And in
Atkins v. Virginia [536
U.S. 304], decided in 2002, the Court thought it relevant
that, "within the world community, the imposition
of the death penalty for crimes committed by mentally retarded
offenders is overwhelmingly disapproved." And that
was relevant to the Court's interpretation of our Eighth Amendment.
Recently, the Court has expanded the use of foreign law beyond
the area of the eighth amendment. In Lawrence v. Texas
[539
U.S. 558], the Court relied upon action of the British
Parliament and a decision of the European Court of Human Rights
in declaring that laws punishing homosexual conduct were unconstitutional
under the American Constitution. And, of course, individual
Justices have urged the relevance of foreign law in other
cases as well.
I expect, or rather, I fear, that the Court's use
of foreign law will continue at an accelerating pace. I think
so for three reasons.
First, because the "living constitution" paradigm
for the task of Constitutional interpretation prevails on
the court, and indeed, in the legal community generally. Under
this view, it is the task of the court to make sure that the
current constitution comports with as we have put the point
in the Eighth Amendment, "the evolving standards of
decency that mark the progress of a maturing society."
Thus, a constitutional right to an abortion, which assuredly
did not exist during the first few centuries of our country's
existence, does exist today. Likewise, a constitutional right
to homosexual conduct. Of course, I disagree with this living
constitution approach, but that is not my purpose here today,
to debate originalism. But rather, my point is that, once
you assume the power to revise the constitution to keep it
up to date, then the criticism voiced by the court in Printz,
which I quoted earlier -- that "we think such comparative
analysis inappropriate to the task of interpreting a constitution,
though it was of course quite relevant to the task of writing
one" -- no longer has any bite: you are engaged
in the process of writing a constitution, and thus there is
no reason whatsoever not to consult foreign materials in doing
so!
I suppose it could be argued that you can be a living constitutionalist
who wants to create only a new American constitution
- sort of a living constitutionalist who doesn't care what
foreign countries think, but wants to update the American
Constitution according to the contemporary mores of Americans.
Well, that's certainly a possible position, but it is not,
however, one that I think is likely to prevail, because I
do not think very many living constitutionalists are likely
to be what you might call "chauvinistic living constitutionalists"
- that is, dedicated to effecting only those changes that
the American people desire. The American people can make their
will well enough known by creating new rights legislatively,
or in the last analysis by amending the Constitution per Article
V. One who believes that it falls to the courts to update
the list of rights guaranteed by the constitution tends to
be one who believes in a platonic right and wrong, which wise
judges are able to discern when the people at large cannot.
In fact, it has occurred to me that this notion of an overarching
moral law that is binding upon all of the nations of the world
-- and with which all the judges of all of the nations of
the world are charged with interpreting -- has replaced the
common law. Those of you who are lawyers will remember that,
in the bad old days, that is to say, before Erie RR v.
Tompkins [304
US 64, 78 (1938)], the courts believed that there was
a single common law, it was up there in the stratosphere.
Now, the state courts of California said it meant one thing,
the state courts of New York said it meant something else,
and the Federal Courts might say it meant a third thing. But
one of them was wrong! Because there really is a common
law, and it's our job to figure out what it is. So in those
days, any common-law decision of one state would readily cite
common-law decisions of other states, because all the judges
were engaged in the enterprise of figuring out the meaning
of what Holmes called "the brooding omnipresence in
the sky" of the common law. Well, I think we've replaced
that with the law of human rights. Which is a moral law, and
surely there must be a right and a wrong answer to these moral
questions -- whether there's a right to an abortion, whether
there's a right to homosexual conduct, what constitututes
cruel and unusual punishment, and so on -- surely there
is a right and wrong moral answer. And I believe there is,
but the only thing is, I'm not sure what that right answer
is. Or at least, I am for myself, but I'm not sure
it's the same as what you think. And the notion that all the
judges in the world can contemplate this brooding omnipresence
of moral law, cite one another's opinions, and that somehow,
they are qualified by their appointment to decide these very
difficult moral questions . . . It's quite surprising to me,
but I am sure that this is where we are. There really is a
brotherhood of the judiciary who indeed believe that it is
our function as judges to determine the proper meaning of
human rights, and what the brothers and sisters in one country
say is quite relevant to what the brothers and sisters in
another country say. And that's why I think, if you are a
living constitutionalist, you are almost certainly and internationalist
living constitutionalist.
The second reason that international law is likely to be
used increasingly in our living constitution decisions is
Sir Edmund Hillary's reason: because it's there. Let's face
it: it's pretty hard to put together a respectable number
of pages setting forth, as a legal opinion is supposed to,
analytical reasons for newly imposed constitutional prescriptions
or prohibitions that do not at all rest -- as the original
bill of rights did not at all rest -- upon logical or analysis,
but rather upon one's moral sentiments, one's view of natural
law, one's philosophy or one's religion. How to explain logically
and analytically why government regulation of sexual freedom
by rendering bigamy or adultery or incest a crime is perfectly
constitutional, while its limitation of sexual freedom by
making homosexual conduct a crime is not. Decisions on such
matters, whether taken democratically by society or undemocratically
by courts, have nothing to do with logic. So without something
concrete to rely on, judicial opinions would be driven to
rely on such philosophic or poetic explanations as "[a]t
the heart of liberty is the right to define ones own
concept of existence, of meaning, of the universe, and of
the mystery of human life." [Planned Parenthood
v. Casey, 505 U.S. at __; quoted in Lawrence, 539
U.S. at 574]. Surely, not a happy state of affairs for a law
court. It will seem much more like a real legal opinion if
one can cite authority to support the philosophical,
moral or religious conclusions pronounced, and foreign authority
can serve that purpose. You can cite the name of the case,
and look, it has letters and numbers after it, it's "33
Uganda Law Reports" whatever, and -- [laughter] -- it
looks very legal.
The third reason that foreign law will be increasingly used
is an intensely pragmatic one. Adding foreign law to the available
box of legal tools is enormously attractive to judges, because
it vastly increases the scope of their discretion. In that
regard, it is much like legislative history, which ordinarily
contains something for everybody: it can be used or not used,
used in one part but not in another, deemed controlling or
pronounced inconclusive, depending upon the result the court
wishes to reach. Consider: in Lawrence, the Court cited
European laws to strike down sodomy laws. But of course, Europe
is not representative of the whole world. Zero out of fifty
countries in Europe prohibit sodomy -- not necessarily, by
the way, because of the democratic preferences of those fifty
countries, but because of the uniformity imposed by the European
Court of Human Rights -- but thirty-three out of fifty-one
countries in Africa prohibit it. Eight of of forty-three countries
in the Americas. Twenty-seven out of forty-seven Asia-Pacific
countries. And eleven out of fourteen countries in the middle
east. Thus, the rest of the world, aside from Europe, is about
evenly split on the issue. The Court's reliance on foreign
sources has also been selective as to when foreign sources
have been consulted at all. Not only which foreign
law, but whether you consult it. For example, although
the United States was in the minority in allowing states to
prohibit sodomy, it was not in the minority in allowing
states to restrict abortion. According to the United Nations,
the United States is now one of only fifty-three countries
classified as allowing abortion on demand, versus one hundred
and thirty-nine countries allowing it only under particular
circumstances, or not at all. Among those countries the UN
classified - this is in 2001 - as not allowing abortion
on demand were the United Kingdom, Finland, Iceland, India,
Ireland, Japan, Luxemburg, Mexico, New Zealand, Portugal,
Spain, Switzerland and virtually all of south america. Yet
the court has generally ignored foreign law in its abortion
cases. Casey does not mention it all; Roe discusses
only modern British law - which, in any event, is more restrictive
than what Roe held. I will become a believer in the
ingenuousness - though never in the propriety - of the Court's
newfound respect for the wisdom of foreign minds when it applies
that wisdom in the abortion cases.
* * *
I hope I have made it clear that my belief that the use of
foreign law in our constitutional decisions is the wave of
the future does not at all suggest that I think it's a good
idea. I do not. The men who founded our republic did not aspire
to emulating Europeans, much less the rest of the world.
I wrote an opinion for the Court a few terms back [Crawford
v. Washington, 541
US 36 (2004)], overruling an earlier case [Maryland
v. Craig,
497 U.S. 836 (1990)], which had held that the confrontation
clause is satisfied so long as the unconfronted testimony
- that is to say, hearsay testimony - has "particularized
guarantees of trustworthiness." The opinion pointed
out that that the confrontation clause was designed precisely
to prevent a procedure considered trustworthy by continental
European nations, and others that followed the civil law tradition.
"Examinations of witnesses upon interrogatories,"
wrote John Adams, "are only by the civil law; interrogatories
are unknown at common law, and Englishment and common lawyers
have an aversion to them, if not an abhorrence of them."
As recently as 1993, for example, France was still defending
its use of ex parte testimony before the European Court
of Human Rights, arguing that the defendant's accuser in a
drug trafficking case had a "legitimate interest in
remaining anonymous," and that the defendant's rights
were adequately protected so long as "the judge held
hearings which enabled him to satisfy himself" that
the witnesses stood by their statements. Should we have loosened
up our confrontation clause, in deference to foreign opinion
on this subject?
France permits suits against the executive branch only in
an executive branch court called the conseil d'etat,
whose members are appointed and promoted by the executive,
and who regularly alternate between performing executive functions
and adjudicating the lawfulness of other people's performance
of executive functions. Other European countries have somewhat
similar systems, although the extent of their participating
in executive functions may be more limited. This is a practice
that Tocqueville contrasted unfavorably with our own, as long
ago as 1835. Should we change our mind?
In No. 46 of The Federalist, James Madison speaks
contemptuously of the governments of Europe who are "afraid
to trust their people with arms." Should we revise
the Second Amendment because of what these other countries
think?
In November of 2002, the Council of Europe approved what
was called "an additional protocol to the convention
on cybercrime," which would make it illegal to distribute
anything online which "advocates, promotes or incites
hatred." A spokesman for the United States Department
of Justice said - quite correctly - that this country could
not be a party to such a treaty because of the First Amendment.
If all of Europe thinks that such a provision does not unduly
limit speech, should we reconsider? And I could go on.
If there was any thought absolutely foreign to the founders
of our country, surely it was the notion that we Americans
should be governed the way that Europeans are - and nothing
has changed. I dare say that few of us here would like our
life or liberty subject to the disposition of French or Italian
criminal justice, not because those systems are unjust, but
because we think ours is better. What reason is there to believe
that other dispositions of a foreign country are so obviously
suitable to the morals and beliefs of our people that they
can be judicially imposed through constitutional adjudication?
And is it really an appropriate function of judges to say
which are and which aren't? I think not. Thank you. [applause]
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